Friday, March 12 2010
You are in: Front Page News Headlines -> Appeals Court Rejects SEC Theory on Implied Misstatements
Regulation Appeals Court Rejects SEC Theory on Implied Misstatements Publication Date: 03/11/2010 Source: Dow Jones News Service A federal appeals court has rejected for the first time a legal theory put forth by the U.S. Securities and Exchange Commission that underwriters can violate the law simply by referencing false or misleading materials about investment products such as mutual funds. Already a subscriber?   Not yet a subscriber?   Contact Us To read more, please login to Advisen Front Page News. MEMBER ID:     PASSWORD:     Log in  Save Member ID:   Forget Your Password?